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Best of the Web – November 2016

 

Best of Web

 

“The month of November makes me feel that life is passing more quickly. In an effort to slow it down, I try to fill the hours more meaningfully.” (Henry Rollins)

 

Welcome to the November 2016 BOTW.  Thanksgiving comes and the end of year is in sight.  But, the regulatory world never ceases.  In case you hadn’t heard, we had an election, and Dechert offers some regulatory advice to the President-Elect.  Regardless of what happens to Dodd-Frank, Schulte addresses some LP/GP agreement issues.  And, Grant Thornton offers its 30,000 foot view on the state of the asset management industry.

 

Open Letter to Trump: Weigh the Costs of Regulation (Dechert)

http://www.americanbanker.com/bankthink/open-letter-to-trump-weigh-the-costs-of-regulation-1092385-1.html

 

Fund Agreements Between LPs and GPs (Schulte Roth & Zabel)

https://www.srz.com/images/content/1/4/v2/145203/Private-Funds-Management-Ringing-the-Changes-November-2016.pdf

 

Tightening pressure transforms the landscape: the state of the asset management industry (Grant Thornton)

https://www.grantthornton.com/~/media/content-page-files/financial-services/pdfs/2016/FIS-State-of-Asset-Mgmt-report-161115FIN.ashx

 

Modernization of The SEC’s Reporting Requirements: What Investment Companies Should Know (Drinker Biddle)

http://www.drinkerbiddle.com/insights/publications/2016/11/modernization-of-secs-reporting-requirements

 

SEC Approves FINRA Rule Amendments Governing Mutual Fund Retail Communications (Thompson Hine)

http://www.thompsonhine.com/publications/sec-approves-finra-rule-amendments-governing-mutual-fund-retail-communications

 

Plaintiffs Facing Headwinds in Pending Mutual Fund Fee Litigation (Skadden)

https://www.skadden.com/sites/default/files/publications/Plaintiffs_Facing_Headwinds_in_Pending_Mutual_Fund_Fee_Litigation.pdf

 

Morgan Lewis Urges NYDFS to Modify Proposed Cybersecurity Rules (Morgan Lewis)

https://www.morganlewis.com/pubs/morgan-lewis-urges-nydfs-to-modify-proposed-cybersecurity-rules

 

Exchanges Adopt Generic Listing Standards for Actively Managed ETFs (K&L Gates)

http://klgates.com/files/Publication/8421eae2-dd7d-49cb-88e9-0e866fa8f194/Presentation/PublicationAttachment/808f3413-95f0-4040-96a0-1188ff931602/Investment_Management_Alert_11182016.pdf

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