Providing compliance services since 2004
Cipperman Compliance Services (CCS) is an independent firm offering a third-party perspective on regulatory compliance. CCS grew out of Cipperman & Company, a law firm focused exclusively on the investment management industry and related regulatory issues, and has been providing compliance services since 2004.
The firm was founded by Todd Cipperman, who has 25 years’ experience in the investment management industry, including service as General Counsel of SEI Investments and extensive private practice experience with major law firms.
CCS is the industry leader of compliance outsourcing for registered advisers, funds, alternative investments (hedge and private equity), and broker-dealers. With 80-plus domestic and international relationships, our services range from acting as a client’s Chief Compliance Officer (CCO) to providing a team of resources for delivery of regulatory compliance support.
CCS has grown to be one of the leading organizations of compliance professionals serving the investment industry. Our staff includes lawyers and experienced compliance and operations professionals, many with more than 15 years of regulatory compliance experience.
Compliance is all we do
At CCS, we have no distractions or other business to serve; transparency and a high-touch client service model are the key drivers of our successful working relationships with our clients.
We ensure that every client is in the know and in control of their compliance program, and offer a high degree of compliance independence and accountability. Our team approach allows for comprehensive client coverage and support, combining multi-touch engagement with regulatory analysis that utilizes proven processes and procedures, enabling CCS to offer best practices solutions to your regulatory challenges.