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Why Choose CCS

Cipperman Compliance Services is uniquely positioned to assist registered advisers, funds and investment managers with their compliance needs. Our team of compliance professionals has significant industry experience and ongoing engagement with the regulatory compliance landscape.

CCS works with you to design and implement a compliance program that fits your business, increasing your efficiency and decreasing the risk of non-compliance. More and more, fund sponsors and investment managers are finding it time- and cost-effective to outsource non-investment functions to business partners who are subject-matter experts. CCS provides:

Experience

Our team has extensive experience in the financial services industry. All of our professionals have worked for major asset management firms, law firms, regulatory agencies or other service providers to the asset management industry. Their breadth of experience enables them to bring a best-practices perspective to the compliance services we provide.

Expertise

Our professionals truly are experts in the financial services industry, having direct experience in the business lines that they support. CCS professionals know the law. They know how to answer and respond to complex and practical compliance questions, and can provide a real-world perspective on how ever-changing compliance regulations impact your firm and related entities.

Confidence

As an independent entity, we provide our clients, their boards and investors, the confidence that comes with having an experienced, tested, and highly conscientious team of professionals working to ensure that they are in full compliance with regulatory requirements.

Flexible Service Model

We work with our clients to establish the service model that fits their needs without being an impediment to their business. As your appointed CCO, we will provide the full array of CCO services or work with you to define a specific set of services to support your in-house compliance department.

Given the visibility of regulatory oversight in today’s environment, an independent partner is extremely valuable to fund sponsors and investment managers.