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Working With CCS

Cipperman Compliance Services’ team of professionals is fully dedicated to developing a compliance process that integrates problem-solving strategies and training, using a best-practices approach to systems and controls to create a visible compliance profile for your business.

A Wide Range of Strengths

All of CCS’ team members have worked for major asset management firms, law firms, regulatory agencies or other service providers to the asset management industry. We are specialists in the Investment Advisers Act and Investment Company Act. And our best-practices approach to compliance support enables us to offer an improved return on investment for your compliance expenditures.

Because compliance is an around-the-clock concern, CCS’ team of seasoned professionals is available 24/7. You will never have to wait until “normal business hours” to get a response to a compliance concern.

How We Work

  • We assign a primary contact to handle the day-to-day relationship
  • Your primary contact is responsible for coordinating the use of other CCS experts
  • We design and implement a customized compliance calendar and project plan
  • We establish a schedule of phone calls and in-person meetings to facilitate ongoing communications
  • We add members of your team to our daily email alert, which highlights regulatory issues affecting the industry

We are experts in the laws and regulations that apply to the investment management industry.

Whatever your compliance needs, we’ll customize a solution to fit your business.