Cipperman provides managed compliance services to registered funds, money managers, private fund sponsors, broker-dealers, and CPO/CTAs. CCS develops, implements, and operates complete and customized compliance programs that include ongoing review, testing, management, training, and regulatory response. CCS leverages the experience of a multidisciplinary team and takes full accountability for its advice and services.
JUST RELEASED: The Compliance Advantage: Ten Must-Know Trends to Protect Your Investment Firm
Available on Amazon
“Utilizing an outsourcing firm provides access to a deep-bench compliance team, avoids the fixed costs and management issues of hiring an in-house full-time employee, demonstrates compliance independence, shares liability and lower costs.” – Todd Cipperman, Founding Principal
Get timely, concise, and practical information by becoming part of our e-mail distribution list. You’ll receive our daily alerts right in your inbox.