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Compliance. It’s all we do.

“Utilizing an outsourcing firm provides access to a deep-bench compliance team, avoids the fixed costs and management issues of hiring an in-house full-time employee, demonstrates compliance independence, shares liability and lower costs.”   – Todd Cipperman, Founding Principal

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Latest from Our Take…

Compliance Minute Podcast: The Compliance Officer Full Employment Act June 14, 2019

In this podcast, Todd Cipperman speculates on the compliance impact of Regulation BI and its related interpretations. Read more

Best of the Law Firms – June 2019 edition June 13, 2019

Welcome to the June 2019 edition of the Best of the Law Firms. In this feature, we recommend some of the best recent articles and analyses authored by top investment management lawyers. These articles offer a more comprehensive review of the issues that we address in our daily “Our Take”… Read more