JUST RELEASED: The Compliance Advantage: Ten Must-Know Trends to Protect Your Investment Firm
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“Utilizing an outsourcing firm provides access to a deep-bench compliance team, avoids the fixed costs and management issues of hiring an in-house full-time employee, demonstrates compliance independence, shares liability and lower costs.” – Todd Cipperman, Founding Principal
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Latest from Our Take…
In this podcast, Todd Cipperman speculates on the compliance impact of Regulation BI and its related interpretations. Read more
Welcome to the June 2019 edition of the Best of the Law Firms. In this feature, we recommend some of the best recent articles and analyses authored by top investment management lawyers. These articles offer a more comprehensive review of the issues that we address in our daily “Our Take”… Read more