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Day: May 31, 2018

Thompson Hine and Cipperman Podcast Identifies Top Regulatory Issues

Cassandra Borchers, a partner at Thompson Hine, and Todd Cipperman recently sat down to discuss the 10 most significant regulatory trends for the investment management industry.  In their podcast, Todd and Cassandra discuss an investment adviser’s fiduciary responsibilities, including Regulation Best Interest and wrap programs, senior executive liability, service provider accountability, compliance programs, whistleblowers, and cybersecurity.  Their conversation is based on Cipperman’s upcoming book that delves deeper into these Top 10 investment management regulatory trends.  Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 7 offices, has received numerous awards for innovation, service and expertise.  Cipperman Compliance Services leads the investment management industry in providing outsourced compliance services.