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Alyssa Garie

Vice President, Chief Compliance Officer

Alyssa works in our compliance group whose primary responsibilities include the day to day management of our clients’ compliance programs.  Her duties include the coordination of annual reviews, compliance testing, administering of policies and procedures, assisting in SEC exams, client onsite visits, the management of client communications and maintaining the compliance calendar.

Alyssa has extensive experience with institutional money managers. Prior to joining CCS, she worked for Mondrian Investment Partners, a $70 Billion AUM asset manager with global distribution. During her career, Alyssa has managed client relationships, interfaced with consultants, completed 15(c) questionnaires, RFPs, and other due diligence requests. She also worked with the legal and compliance teams with respect to client issues.

Alyssa earned a B.A. in Business Administration and Public Policy from West Chester University of Pennsylvania.

During her time away from CCS, Alyssa enjoys being a lifelong equestrian.