Assistant Compliance Director
Bridget works in our compliance group whose primary responsibilities include the day to day management of our clients’ compliance programs. Her duties include the coordination of annual reviews, compliance testing, administering of policies and procedures, assisting in SEC exams, client onsite visits, the management of client communications and maintaining the compliance calendar.
Bridget has nearly 10 years of experience in the financial services industry. Prior to joining CCS, she worked for seven years at Macquarie, a global financial services firm that provides banking, financial advisory and asset management services to institutional, corporate and retail clients and counterparties around the world. Bridget started her career there in operations support before transitioning to the firm’s private equity group as a client service associate for their internal private placement/investor solutions team. She then transitioned to the firm’s central compliance team, where she advised and supported business-aligned compliance units, managed broker dealer and swap dealer licensing and registrations, developed policies and procedures, performed annual branch reviews and prepared executive committee reporting.
Bridget earned a B.A.in History from New York University and her JD from New York Law School. She has obtained the following FINRA licenses: Series 7 and 63.
During her time away from CCS, Bridget enjoys spending time with her husband and dog and exploring local wineries and breweries.