Assistant Compliance Director, Chief Compliance Officer
Doug currently works in our compliance group and serves as a Chief Compliance Officer for our clients. His duties include the overall management of the compliance program along with the integration of the compliance rules as set forth by the industry regulators. Doug’s primary responsibility is to build, maintain and monitor a customized compliance program for each of his unique clients.
Doug has over 10 years of experience in the asset management industry. Prior to joining CCS, he worked at Echo Point Investment Management, an affiliate of Old Mutual Asset Management, where he was primarily responsible for coordinating investment operations functions, client service and reporting, proxy voting and marketing support. Prior to his experience at Echo Point, he worked at The Vanguard Group and Morgan Stanley Investment Management, serving in various operations and client service positions.
Doug earned a B.S. from Cornell University and an MBA from Villanova University.
During his time away from CCS, Doug enjoys spending time with his wife and two children. He also enjoys cooking and running.