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Larry Clay

Compliance Director and Chief Compliance Officer

Larry is a senior member of our compliance group and is an active participant on our firm’s Compliance Committee. In addition to serving as a Chief Compliance Officer to our clients, Larry works with a wide variety of clients to ensure their compliance program is implemented, maintained and monitored.

Larry has over 20 years of experience with a variety of firms including Merrill Lynch, Quick & Reilly, Smith Barney, and Prudential Financial. Most recently, Larry worked as Chief Compliance Officer of Great Valley Advisor Group, an independent RIA.

Larry earned a B.S. in Economics from Villanova University and has obtained the following FINRA licenses: Series 4, 7, 66, 9, 10 and 24, as well as his Pennsylvania Life and Health license.

Larry is a former teacher for the Philadelphia Archdiocese and a volunteer for the Claire E. Clay Cross the Water Foundation. He spends his free time surfing, playing music, and studying Irish history, an interest that has led to a Master’s Degree from Ulster University, NI. Larry lives in Wallingford, PA with his wife Nancy and their two children.