Assistant Compliance Director
Michelle currently works in our compliance group. Her duties include the overall management of the compliance program along with the integration of the compliance rules as set forth by the industry regulators. Michelle’s primary responsibility is to build, maintain and monitor a customized compliance program for each of her unique clients.
Michelle has significant experience in the financial services industry. Prior to joining CCS, she spent 16 years at SEI Investments, a global provider of asset management and investment technology. Michelle started her career in operations before transitioning to the compliance department. After serving 4 years as the corporate privacy officer, she became general counsel and compliance manager for the federal savings bank subsidiary of SEI. Michelle has managed on-site examinations conducted by various federal regulatory agencies, including the OCC and the DOL, crafted policy manuals, conducted risk assessments, and advised senior management and board members on compliance issues.
Michelle graduated magna cum laude from Immaculata University and is a graduate of the Temple University James E Beasley School of Law.
During her time away from CCS, Michelle likes to catch up on her reading, spend time with family and friends and take her dogs to the park.