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Rob Spengler

Assistant Vice President

Rob works in our compliance group whose primary responsibilities include the day to day management of our clients’ compliance programs.  His duties include the coordination of annual reviews, conducting compliance testing, administering of policies and procedures, assisting in SEC exams, client onsite visits, the management of client communications and maintaining the compliance calendar.

Rob has nearly a decade of experience managing operations and relationships for both registered and alternative funds. Prior to joining CCS, he worked at BNY Mellon in a wide range of roles serving in fund accountant, regulatory administration and client service. Rob has experience with securities valuation, striking NAVs, preparing Board materials and regulatory filings, overseeing compliance, managing multiple vendors, and advancing client initiatives.

Rob earned both an MBA and B.S. in Business Management from Eastern University.

During his time away from CCS, Rob enjoys spending time with his wife and three children and is currently the coach for his children’s youth basketball and soccer teams.  He also enjoys skiing and playing basketball, volleyball and golf.