Home » About CCS » Who We Are » Stacey Gillespie

Stacey Gillespie

Compliance Director, Chief Compliance Officer

Stacey is a senior member of our compliance group and is an active participant on our firm’s Compliance Committee. She serves Chief Compliance Officer to our clients and helps set policies and procedures based on new, current regulations.

Stacey has served over 16 years in dedicated compliance roles. Prior to joining CCS, she served as the chief compliance officer of the Private Client Group at Boenning & Scattergood, in addition to serving as the chief compliance officer of 1914 Advisors, Boenning’s retail asset management division. She has frequently served as the liaison to industry regulators during examinations and has spoken at industry conferences and events. Prior to Boenning, Stacey served as an associate vice president, compliance at Lockwood Advisors, a registered investment advisor.

Stacey earned a B.A in Political Science from Adelphi University and an MBA from Penn State University. She has obtained the following FINRA licenses: Series 7, 63, 65, 24, 53 and 79.

During her time away from CCS, Stacey enjoys spending time with her husband and two dogs. She also enjoys reading and the occasional glass of wine.