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Suzette Hagan

Compliance Associate

Suzette is a member of our compliance group whose primary responsibilities include the day to day management of our clients’ compliance programs. Her duties include the coordination of annual reviews, compliance testing, administering of policies and procedures, assisting in SEC exams, client onsite visits, the management of client communications and maintaining the compliance calendar.


Suzette has over 20 years of experience in the financial services industry. Prior to joining CCS, she worked at American Financial Group for 12 years where she held several positions. She was the plan representative for a local hospital’s retirement plan and most recently she worked as an associate in the operations and compliance department. Suzette also worked for Pershing as an Assistant Vice President, Branch Operations Supervisor and Registered Options Principal. Her previous employers also include Vanguard and Pennsylvania Merchant Group where she held various operations and compliance positions.

She is a graduate of the Pennsylvania State University with a B.A. in Political Science. Suzette also holds the following FINRA licenses: Series 4, 7, 24 and 63.

During her free time, she enjoys spending time with her husband and two teenage daughters.