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Services

Compliance is All We Do

Your resource for delivering outsourced compliance services to registered funds, money managers, alternative investment firms including hedge and private equity funds, and broker-dealers

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Why CCS?

Building a Culture of Compliance

As an appointed outsourced CCO we provide access to a deep-bench team of compliance resources, demonstrate compliance independence, share liability, and lower costs

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Integrity

Best Practices with Investment Industry Savvy

Do you assess your regulatory risk the same way that the SEC does? The SEC is more frequently naming and prosecuting individuals, not just companies

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Blog

Timely Insights on Compliance

Best of the Web – April 2017 May 22, 2017

  “I have learned that nothing is certain except for the need to have … Read more

Compliance Minute Podcast: A New Fiduciary Rule May 19, 2017

  In this podcast, Todd Cipperman calls on the SEC to adopt a uniform … Read more

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Satire

The Lighter Side of Compliance…