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Services

Compliance is All We Do

Your resource for delivering outsourced compliance services to registered funds, money managers, alternative investment firms including hedge and private equity funds, and broker-dealers

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Why CCS?

Building a Culture of Compliance

As an appointed outsourced CCO we provide access to a deep-bench team of compliance resources, demonstrate compliance independence, share liability, and lower costs

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Integrity

Best Practices with Investment Industry Savvy

Do you assess your regulatory risk the same way that the SEC does? The SEC is more frequently naming and prosecuting individuals, not just companies

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Blog

Timely Insights on Compliance

SEC Offers Relief for Private Equity Holding Companies March 22, 2017

  The SEC’s Division of Investment Management has provided guidance allowing holding companies to … Read more

Top 5 Regulatory Alerts – February 2017 March 21, 2017

Here are our Top 5 Regulatory Alerts for February 2017, ranked by significance.  We … Read more

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Satire

The Lighter Side of Compliance…

OCD also means Organize Compliance Document